Pressemitteilungen zu dem Thema mifid ii


PresseMitteilungen zu dem Schlagwort mifid ii

StarLeaf Delivers Solution for MiFID II Communications Compliance

StarLeaf StarLeaf, leading provider of meeting room and management solutions for Microsoft MiFID is a European Union law which standardises regulation for investment services across all member states of the European Economic Area. Now in effect, MiFID II features substantial revisions that offer investors protection and transparency across all asset classes. Specifically, new rules dictate that all forms of communication concerning financial transactions are recorded so that there is an audita ...


Resilient plc and Daisy Group announce distribution agreement...

London, 14th November 2017 - Resilient plc and Daisy Group today announced a strategic partnership and distribution agreement to address the growing market demand for business mobile call recording solutions enabling compliance under the Markets in Financial Instruments Directive (MiFID) II and General Data Protection Regulations (GDPR). MiFID II, which comes into effect in January 2018, requires that those in financial services who are involved in trading, or in providing advice that may lead ...


New release for leading transfer agency solution DIAMOS-D

The year 2017 is marked by regulatory adjustments to the German investment tax reform law, which comes into effect on 1 January, 2018. The whole industry – hence also DIAMOS – has worked towards this for years and channelled its resources into ensuring that all products are up-to-date and legally compliant. The main change of the reform concerns mutual funds, which in future will be subject to a different type of taxation. On an investor level there will be ongoing taxation for distributions, up ...


Resilient plc and Business Systems Ltd partner to address market demand for GDPR and MiFID II compliance solutions

London, 28th September 2017 – Resilient plc and Business Systems (UK) Ltd today announced a strategic partnership to address the growing market demand for call recording solutions enabling compliance to both MiFID II and GDPR. These forthcoming regulations, due to come into UK law in January 2018 and May 2018 respectively, place great demands on organisations that need to record their business telephone calls, with significant penalties for firms that are non-compliant. The challenge these regul ...


Colt PrizmNet connects three of the top five US brokers

London, 8 May 2017 – The Colt PrizmNet financial extranet now connects three out of the five leading brokers* in US electronic equity trading. Colt is challenging the status quo with Colt PrizmNet, a financial extranet offering deterministic low latencies for delivering data, software, content and financial services worldwide. It provides connectivity to all major venues, ensuring best execution and visibility into global markets, and increasing algorithmic trading efficiency. Over the past ye ...


Aeriandi Study Highlights UK Financial Institutions are Unprepared for MiFID II Legislation and Unaware of Extent of Penalties

Oxford, 15 March 2017: A study of IT managers and decision makers and Risk & Compliance managers within UK financial services businesses, reveals a lack of preparation and understanding of the requirements of MiFID II legislation due to come into force in January 2018. The study, carried out in January 2017 for voice security services company Aeriandi, shows managers and decision makers within these institutions have little understanding of the severity of potential penalties and are strug ...


TRADEcho APA available on Colt PrizmNet

• Multi-asset class MiFID II Trade Reporting Solution now available on the Colt PrizmNet financial extranet • TRADEcho solution brings together London Stock Exchange plc and Boat Services’ existing trade reporting services London, 21 July 2016 – Colt PrizmNet, the financial extranet developed by Colt, will enable connectivity to TRADEcho’s multi asset APA solution for pre- and post-trade reporting, enabling capital markets firms to comply with the new trade reporting obligations ...


ASC Meets Evidence-Proof Recording and Archiving Required by MiFID II

Hoesbach/Germany, May 23, 2016 – ASC Technologies today announced its neo recording suite will help to meet the needs of global financial institutions participating in EU member states under MiFID II (Markets in Financial Instruments Directive). A new section of MiFID II requires complete and secure documentation and storage of customer consultations, whether by phone, chat, email or in person. The implications of the new regulation, effective as of January 2018, are wide ranging and will impac ...


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