Rule 8.3 - AXA IM UK LTD: Optare Plc
(Thomson Reuters ONE) - FORM 8.3:AMENDED VERSION DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE (Rule 8.3 of the City Code on Takeovers and Mergers)1.KEY INFORMATION+-------------------------------------------+----------------------------------+|Name of person dealing (Note 1) |AXA Investment Managers UK Limited|+-------------------------------------------+----------------------------------+|Company dealt in | Optare Plc |+-------------------------------------------+----------------------------------+|Class of relevant security to which the |Ordinary shares ||dealings being disclosed relate (Note 2) | |+-------------------------------------------+----------------------------------+|Date of dealing |22/01/10 |+-------------------------------------------+----------------------------------+2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE(a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 3)+---------------------------+-----------------------------+--------------------+| | Long | Short || | | |+---------------------------+-----------------------------+--------------------+| |Number |Number || | (%) | || | | (%) |+---------------------------+-----------------------------+--------------------+|(1) Relevant securities |13, 000, 000 | || |(4, 85%) | |+---------------------------+-----------------------------+--------------------+|(2) Derivatives (other than| | ||options) | | || | | |+---------------------------+-----------------------------+--------------------+|(3) Options and agreements | | ||to purchase/sell | | || | | |+---------------------------+-----------------------------+--------------------+|Total |13, 000, 000 | || |(4, 85%) | |+---------------------------+-----------------------------+--------------------+(b) Interests and short positions in relevant securities of the company, otherthan the class dealt in (Note 3)+------------------------------+-----------------------+-----------------------+|Class of relevant security: | Long | Short || | | |+------------------------------+-----------------------+-----------------------+| |Number |Number || | (%) | (%) |+------------------------------+-----------------------+-----------------------+|(1) Relevant securities | | || | | |+------------------------------+-----------------------+-----------------------+|(2) Derivatives (other than| | ||options) | | || | | |+------------------------------+-----------------------+-----------------------+|(3) Options and agreements to | | ||purchase/sell | | || | | |+------------------------------+-----------------------+-----------------------+|Total | | || | | |+------------------------------+-----------------------+-----------------------+(c) Rights to subscribe (Note 3)+---+---------+| | Details |+---+---------+| | |+---+---------+3. DEALINGS (Note 4)(a) Purchases and sales+---------------+----------------------+------------------------+| Purchase/sale | Number of securities | Price per unit(Note 5) || | | |+---------------+----------------------+------------------------+| | | |+---------------+----------------------+------------------------+| | | |+---------------+----------------------+------------------------+(b)Derivatives transactions (other than options)+-------------+------------------+-------------------------+-------------------+|Product name,|Long/short(Note 6)|Number of securities(Note|Price per unit(Note||e.g. CFD | |7) |5) |+-------------+------------------+-------------------------+-------------------+| | | | |+-------------+------------------+-------------------------+-------------------+(c) Options transactions in respect of existing securities(i) Writing, selling, purchasing or varying+--------+-------------+-------------+--------+----------+------+--------------+|Product |Writing, |Number of |Exercise|Type, e.g.|Expiry|Option money ||name, |selling, |securities to|price |American, |date |paid/received ||e.g. | purchasing, |which the | |European | |per unit(Note ||call |varying etc. |option | |etc. | |5) ||option | |relates(Note | | | | || | |7) | | | | |+--------+-------------+-------------+--------+----------+------+--------------++--------+-------------+-------------+--------+----------+------+--------------+(ii) Exercising+---------------------------+--------------------+-----------------------------+|Product name, e.g. call|Number of securities|Exercise price per unit(Note||option | |5) || | | |+---------------------------+--------------------+-----------------------------+| | | || | | |+---------------------------+--------------------+-----------------------------+(d) Other dealings (including new securities) (Note 4)+-----------------------------+-----------+------------------------------------+|Nature of transaction(Note 8)|Details |Price per unit (if applicable) (Note|| | |5) |+-----------------------------+-----------+------------------------------------+| |5, 000, 000|0, 06p ||PLACING | | |+-----------------------------+-----------+------------------------------------+4. OTHER INFORMATIONAgreements, arrangements or understandings relating to options or derivatives+------------------------------------------------------------------------------+|Full details of any agreement, arrangement or understanding between the person||disclosing and any other person relating to the voting rights of any relevant ||securities under any option referred to on this form or relating to the voting||rights or future acquisition or disposal of any relevant securities to which ||any derivative referred to on this form is referenced. If none, this should ||be stated. |+------------------------------------------------------------------------------++------------------------------------------------------------------------------+Is a Supplemental Form 8 attached?(Note 9)NO+--------------------------------------------------------------+---------------+|Date of disclosure |26 January 2010|+--------------------------------------------------------------+---------------+|Contact name |Kyere Tabiri |+--------------------------------------------------------------+---------------+|Contact number |0207 003 1510 |+--------------------------------------------------------------+---------------+|If a connected EFM, name of offeree/offeror with which|N/A ||connected | |+--------------------------------------------------------------+---------------+| |N/A |+--------------------------------------------------------------+---------------+NotesThe Notes on Form 8.3 can be viewed on the Takeover Panel's websiteatwww.thetakeoverpanel.org.uk
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